Mifid
IPC, TeleWare Announce Mobile Compliance Alliance
Jersey City-based IPC Systems, a provider of trading communication technology, and T-Ware Connect, the North American arm of global call compliance technology provider TeleWare Group, have announced an alliance that will offer capital markets firms in…
iMeta Adds Credit and Legal Functions to Entity Data Platform
A new module providing legal and credit information now sits alongside the know-your-customer and standing settlement instruction data functionality of iMeta's Assassin platform
Thomson Reuters Unveils Managed KYC Service
Thomson Reuters has launched Accelus Org ID, a new platform to support financial institutions and their clients increase the efficiency and reduce the costs associated with complying with Know Your Customer (KYC) requirements.
James Rundle: There and Back Again
In January, European political authorities provisionally agreed on a package of reforms to securities markets that will have deep consequences for financial services firms. As the technical work can now get underway, James looks at the challenges ahead…
Ungovernable Data?
During a roundtable discussion hosted by Rimes Technologies, senior representatives from asset management firms discussed the data governance challenges facing them. From controlling data and managing regulatory change to securing board-level support,…
Swift Launches Daily Data Feeds To Help Firms Cut Costs
The messaging provider says daily feeds of reference data files from the SwiftRef platform will help firms avoid the cost of manually updating data themselves
BATS Chi-X Europe Receives FCA Approval for RIE Status
One of the largest multilateral trading facility (MTF) operators, BATS Global Markets, has received approval from UK regulators to change the designation of BATS Chi-X Europe to a Recognized Investment Exchange (RIE).
Navigating Regulatory Reform After The Financial Crisis Webcast
Waters gathered leading industry experts for a webcast on March 27, 2013 to discuss the operational and technology challenges facing firms in light of the largest regulatory overhaul in recent memory, which is radically changing the way in which global…
James Rundle: The Third Time’s the Charm
Talk about a third iteration of the Markets in Financial Instruments Directive may be slightly premature, but it’s more than background noise at the moment. Given the weight of regulatory reform under way, James asks if the industry can take more…
Regulation Drives 25% Increase In Avox Entity Validation
The counterparty data vendor says the number of entities it has validated in the past 12 months has increased by a quarter to 1,053,085, as firms seek to comply with new data-intensive regulatory initiatives
2012: A Year of Opinions
Highlights from Waters' opinion pieces over the past year.
NYSE, Chi-X Data Vets Lay Out Plans for EU Consolidated Tape
Proposals would set up an independent body to administer data capture and licensing, and commercial policies for European pre- and post-trade tapes.
Nordic Markets' Robot Wars
While the rest of Europe continues to suffer from the ongoing financial crisis, the Nordic markets have been a relative safe haven, benefiting from technological savvy to enjoy steady growth. By Steve Dew-Jones
High-Frequency Trading: Handle with Care
Steve Dew-Jones unearths disquiet among market participants, following the European Parliament’s unanimous vote in favor of European Commission proposals to restrict the practice of high-frequency trading.
SEF Nuances Provide Challenges for Liquidity Aggregation
While liquidity aggregation as a practice is nothing new for market participants, the specific character of Swap Execution Facilities (SEFs) and their diversified offerings will lead to new ways of thinking for sell-side firms, research from GreySpark…
Insights Into Prices
During an Inside Reference Data webcast on September 11, 2012 about prices and valuations, industry experts explained the changes they are making to achieve new levels of transparency and how industry developments are impacting them, writes Nicholas…
Irish Wealth Manager Davy Implements SunGard's Protegent
SunGard says that Davy, an Irish financial services firm, will implement its Protegent Market Abuse solution, to provide surveillance across equity and bond trading operations.
The Center Ground: CCPs Could Shift—Not Eliminate—Systemic Risk
On July 4, 2012, the Council of the European Union adopted a regulation that will see standardized derivatives contracts in Europe cleared through central counterparties. Designed to reduce systemic risk in the over-the-counter derivatives markets, how…
European Council Adopts Derivatives Rules
CCP clearing and trade repository reporting ratified by supranational body.
Vendor Relationships: What Lies Beneath
Consensus among buy-side firms is that there can sometimes be a world of difference between expectations and reality when dealing with a vendor. Steve Dew-Jones canvasses opinion on the most important considerations before awarding a technology or…
Big Brother Is Watching: Compliance Envelops the Business
As regulatory reform and an enhanced level of scrutiny falls on practices within investment banks, compliance departments are finding themselves increasingly involved with all areas of a business. In this era of a more proactive approach to oversight,…
Dark Forces: Off-Exchange Trading on the Rise
A growing percentage of trade volumes is moving off-exchange every year, whether it’s through broker dark pools, internalized on a firm’s own desks, or elsewhere. Along with declining liquidity in equities markets and higher trading costs, the increasing…
UK Kay Review Demonstrates Antipathy towards HFT
Respondents also hesitant about liquidity fragmentation.