Evergreen reaps compliance rewards
FRONT PAGE NEWS
BOSTON -- Evergreen Investments, the investment management arm of Charlotte, NC-based Wachovia Bank, has completed the third phase of its implementation of the StarCompliance system for enterprise-wide compliance.
Jim Angelos, who heads up compliance for the firm’s mutual fund -- which has trading desks in Boston and Charlotte, 110 portfolios and around $115 billion in assets under management -- says his primary responsibility is the oversight of personal trading and compliance with the company
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