MiFID's Record Headache


MiFID imposes 55 new requirements for record-keeping, in which firms are accountable for storing and retrieving structured and unstructured data in the context in which it was created.

"MiFID introduces new detailed rules and operational sloppiness will now cost you. If what you have given to the regulators, the market and your customer does not match for up to five years from Nov. 1, you are exposing yourself to [steep] penalties," says PJ Di Giammarino, CEO at London-based think tank JWG-IT.


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Refinitiv’s PermIDs: Converting needs into opportunity

Refinitiv’s PermID framework was conceived as a proprietary tool to address an internal challenge around identifying objects in the firm’s information model. Once it had proved its worth, it was rolled out to the firm’s clients to significant success.

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