Compliance Comes Out of the Closet

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Not long ago, investment managers regarded compliance checking as one of those tiresome administrative tasks. It was a back-of-mind, passive operation, which normally involved thumbing through the portfolio just before the end of a reporting period.

Indeed, some firms still struggle to see how dramatically the status of compliance management has changed. It is now a strategic, pro-active function that can play a key role in client management and performance. And clients are taking a keen interest

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Refinitiv’s PermIDs: Converting needs into opportunity

Refinitiv’s PermID framework was conceived as a proprietary tool to address an internal challenge around identifying objects in the firm’s information model. Once it had proved its worth, it was rolled out to the firm’s clients to significant success.

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