Compliance Comes Out of the Closet
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Not long ago, investment managers regarded compliance checking as one of those tiresome administrative tasks. It was a back-of-mind, passive operation, which normally involved thumbing through the portfolio just before the end of a reporting period.
Indeed, some firms still struggle to see how dramatically the status of compliance management has changed. It is now a strategic, pro-active function that can play a key role in client management and performance. And clients are taking a keen interest
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