Taking the Awe Out of Audits

E-MAIL COMPLIANCE

Ever since the US Securities Exchange Commission (SEC) slapped Deutsche Bank Securities, Goldman Sachs, Morgan Stanley, Salomon Smith Barney and US Bancorp Piper Jaffray with a collective $10 million fine for failing to maintain archived e-mail properly, the word "audit" has caused many Wall Street CTOs' hearts to skip a beat, except for Oleg Olovyannikov. As the CTO of Adirondack Electronic Markets (AEM), he and his team have implemented a new e-mail and trade data archival solution for this

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