Below the Radar

COMPLIANCE

Of all the current and pending regulatory mandates buy-side and hedge fund managers are grappling with these days, the pending Basel II capital adequacy accord seems much less pressing a concern as US Securities and Exchange Commision (SEC) hedge fund registration, anti-money laundering provisions of the USA Patriot Act, and the Sarbanes-Oxley corporate governance law. On the face of it, the Basel II accord primarily targets the banking sector, and will require lending institutions to set aside

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Waterstechnology? View our subscription options