Nasdaq OMX Sets 144A Alliance Launch

- WatersTechnology Staff
- 02 Jul 2009

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The announcement is the culmination of plans that were made in 2007 between Nasdaq and 12 securities firms to adopt an industry standard facility to trade private offerings, or unregistered 144A equity securities as defined by the U.S. Securities and Exchange Commission (SEC). "There are more dollars raised in the Portal market than any other market, be it debt or equities," says Bruce Aust, executive vice president, corporate client group, Nasdaq OMX, adding that it is the largest place where

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