US, UK Regulators Closest to Cross-Border Harmony

The US and the UK cooperate the most on securities regulation, according to John Jay, a senior analyst at Aite Group, speaking in reference to July 6 remarks made by US Securities and Exchange Commission (SEC) commissioner Elisse Walter, who expressed the need for more regulatory cooperation between nations.

"When they craft legislation, standards or guidelines, the US writes that with an eye toward the UK and the UK does the same with the US," says Jay.

He attributes the similarities to the

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Waters Wrap: Examining ASX’s CHESS do-over

The Australian exchange was the first exchange to be all-in on DLT—and the project failed. Anthony speaks with ASX’s Tim Whiteley to discuss the lessons learned and why he thinks the second attempt will succeed.

GenAI and HFT: A competitive edge?

Timing is critical in the capital markets. IBM researchers say genAI’s predictive abilities in combination with AI/ML models can translate into profitable HFT opportunities.

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