Dark Pools Rising

Andrew Bowley, Nomura

The specter of new regulatory mandates weighs heavy on financial institutions engaged in over-the-counter trading (OTC), on both sides of the Atlantic.

The European Commission (EC) and US Securities and Exchange Commission (SEC) are taking steps to increase transparency within the global markets—a commitment that has gained impetus in the wake of a series of technological glitches that have blighted some of the biggest financial institutions of late.

And while no date has been confirmed for when

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