The Naked Truth

Compliance

Two months. Sixty days. Either way you look at it, when it comes to the financial services industry and how quickly change has historically been effected, it is not a great deal of time. But 60 days is the time window the US Securities and Exchange Commission (SEC) had allocated for the feedback period after its Jan. 13 proposal that would require brokers who give their clients access to the markets by way of their own membership to employ rules in order to minimize the possibility of systemic

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