AFTAs 2013: Best Compliance Initiative—ConvergEx Group

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For some tasks, of course, this is necessary, but with the increasing complexity of modern markets, it’s not desirable. At agency brokerage ConvergEx Group, the development of its Compliance Risk Surveillance System (CRSS) melds advanced technological development with practical needs, creating one of the most powerful compliance systems operating in the market.

Built using StreamBase’s CEP technology, CRSS allows for real-time monitoring of trade flow to detect, and proactively act upon

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