SEC issues emergency rules

WASHINGTON, DC – The US Securities and Exchange Commission (SEC) has issued emergency rules protecting managers suddenly run afoul of the Investment Advisors Act, and has decided against challenging the US Court of Appeals decision to vacate the SEC’s controversial hedge fund registration rule. The SEC’s Division of Investment Management implemented these measures after acknowledging that the Court’s decision could inadvertently remove safeguards for newly registered hedge fund managers to e

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: