US bulge-bracket firms get serious about compliance


LONDON -- US bulge-bracket firms are starting to address a number of complex compliance and ethical business issues in the wake of the Sarbannes-Oxley Act of 2002 by investing in technology to monitor their employees’ conduct. Nowhere is this better illustrated than by the recent announcement that New York hedge fund Pequot Capital Management and Pittsburgh-based Mellon Financial Corporation -- two of the largest hedge fund and asset management organisations in the US respectively -- have

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: