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Esma Opens Consultation on Mifid II, Refines HFT Scope

The European Securities and Markets Authority (Esma) has opened its consultation on the review of the Markets in Financial Instruments Directive (Mifid II) and Regulation (Mifir), the two most important pieces of legislation issued by European…

All About the Buy Side in London

This year's iteration of the Buy-Side Technology European Summit featured an array of London-based asset management firms, and an even greater number of topics covered. Anthony highlights some of the coverage produced by colleagues James Rundle and…

NYSE Chief Steps Down

Duncan Niederauer, CEO at the New York Stock Exchange (NYSE), has accelerated his plans to retire from the bourse, following its integration with the IntercontinentalExchange Group (ICE).

Front-Office Influence Wanes in Modern Buy-Side Firms

A hard-and-fast rule in buy-side firms used to be that the trader’s word was God, at least for middle- and back-office teams who often had to scramble to implement their requests at short notice. Given the increased focus on cost savings and efficiency,…

IMA Publishes IBOR Standards, but Every IBOR is Unique

Just as the UK's Investment Management Association (IMA) releases the first circular on the requirements and definition of the Investment Book of Record (IBOR), panelists at the Buy-Side Technology European Summit in London on Tuesday reflected on what…

Obstacles to Modernizing Infrastructure

Other than cost, asked Imtiaz Koujagli, VP of equity research and software at Deutsche Bank Securities, what is the biggest impediment to modernizing a firm's technology infrastructure? A North American Financial Information Summit panel had a few ideas.

Liquid, ConvergEx Pen Agreement

OEMS provider Liquid and prime services division of ConvergEx have signed a joint marketing agreement wherein Liquid will be offered to ConvergEx's roster of hedge fund, family office, mutual fund, and registered advisor customers.

Redline Certifies Azul's Zing Runtime Tool

Trading platform provider Redline says Zing, which focuses on low-latency performance monitoring for Java applications, will now be supported for users looking to optimize execution strategies across asset classes.

Lombard Risk Offers Free XBRL Checker Tool

Risk-management specialist Lombard Risk has announced the launch of a free tool designed to assist reporting firms in determining the root cause of extensible business reporting language (XBRL) errors with regulatory submissions.

Getting the Vote Out

Various polls in Europe and beyond lead this week's coverage, along with Icap's SEF debut and a pair of big Nasdaq stories.

Maitland Gets AIFMD Authorization in Luxembourg

Wealth manager Maitland has been authorized by the Luxembourg regulator CSSF to operate as an alternative investment fund manager (AIFM) to third-party alternative investment funds (AIFs), and to offer fully compliant AIFMD management company services.

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