Video
Extreme Volatility—Rising to the Fair Valuations Challenge
Capital markets firms of all sizes continue to grapple with the challenge of developing fair valuations for the illiquid and hard-to-value securities they hold. While this scenario isn’t likely to be resolved anytime soon, there are specialist providers…
Banks Grapple with VPN Capacity Amid Covid-Induced Network Strain
Private network limitations and variable internet connectivity have challenged operational resiliency and business continuity plans.
Capital Markets—What Data-Driven Innovation Looks Like in 2020
This webinar explores industry executives' experiences of data-driven innovation, as well as the challenges and opportunities they have encountered. With reference to specific use-cases, the panel examines the transformative effects of cloud, big data,…
Refinitiv and Trulioo Discuss Deepfakes, Synthetic Identity & Crypto in the World of KYC
The pace of technological and regulatory change is fast for KYC/AML compliance, and criminals are keeping pace.
MAR and Mifid II Compliance: Consequences for Trade Surveillance
The implementation of Mifid II in January 2018, along with the existing Market Abuse Regulation (MAR) introduced new responsibilities and obligations for market participants
How is the Industry Faring in a Post‑Mifid II World?
The revised Markets in Financial Information Directive (Mifid II) went into effect at the start of 2018 and, as with any significant regulation go-live, there were some hiccups. Three months later, there are still gaps that need to be filled –…
Getting Ready for CAT
While the consolidated audit trail (CAT) may have missed its initial November go-live date, the project is far from over. Broker-dealers will still need to report to the system when compliance deadlines are finalized, and it may be wise to begin…
The Future of Blockchain-Based KYC Utilities
Know your client (KYC) is now more important than ever. With regulatory compliance remaining onerous, capital market firms need to be heavily dependent on the collection, processing and management of client and counterparty data, documentation and…
Mifid II—Navigating Intent
Webinar: Nasdaq
