Wells Fargo Targets Contracts, Compliance

steve-listhaus-wells-fargo
Steve Listhaus

Wells Fargo is adding features to its market data contracts database as part of a broader initiative to improve the management of its contract renewals process for market data services, and is expanding the scope of its mandatory market data compliance course and test as it seeks to be more proactive around compliance.

The bank already managed its contracts using a database from an unspecified vendor, and over the past year built a shared database—referred to as its “contracts pipeline”—using Mi

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