Wells Fargo Targets Contracts, Compliance

Steve Listhaus

Wells Fargo is adding features to its market data contracts database as part of a broader initiative to improve the management of its contract renewals process for market data services, and is expanding the scope of its mandatory market data compliance course and test as it seeks to be more proactive around compliance.

The bank already managed its contracts using a database from an unspecified vendor, and over the past year built a shared database—referred to as its “contracts pipeline”—using Mi

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: