Update: Exchanges, FINRA Issue Audit Trail RFP

finra-new-york-2009

The US self-regulatory organizations (SROs)—nine exchange operators, some comprising multiple marketplaces, and regulator FINRA—published a request-for-proposal on Feb. 26, to solicit proposals from parties interested in building and operating the Consolidated Audit Trail, as mandated by the Securities and Exchange Commission’s Rule 613, which is designed to capture trades, quotes, cancellations and other information across US listed equities and options, to make it easier for regulators to moni

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