Dash Names Venu Palaparthi as Compliance Chief
The former Tagomi exec will head regulatory affairs at the agency broker.

Dash Financial Technologies has appointed Venu Palaparthi as its new chief compliance officer (CCO) and head of regulatory affairs.
Palaparthi, who comes to Dash from digital asset electronic brokerage firm Tagomi Holdings, will be responsible for the company’s compliance strategy and setting the direction of its internal regulatory policies to meet government requirements.
Peter Maragos, co-founder and CEO of Dash, says Palaparthi’s experience greatly benefits Dash as new transparency reporting requirements come into force in May.
“Venu brings a depth of knowledge of securities industry regulation that is second to none, and we are thrilled to welcome him to the Dash leadership team,” Maragos said in a statement. “Venu’s experience in compliance and regulatory affairs will be key as new regulations—in particular, the enhanced Rule 606 transparency reporting requirements coming into effect in May—focus even more attention on the core tenets on which our business has been built.”
The Securities and Exchange Commission’s amended Rule 606 requires broker-dealers to provide customers with individualized disclosures on orders including rebates and fees paid by the broker to trading venues.
Palaparthi brings 25 years of industry experience to Dash. Prior to his work as CCO and head of regulatory and government affairs at Tagomi, he was also head of regulatory affairs at Virtu Financial and held senior positions at Nasdaq and Instinet. He started his career on the strategic marketing and operational review team at Reuters.
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: https://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact info@waterstechnology.com to find out more.
You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.
Copyright Infopro Digital Limited. All rights reserved.
As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (point 2.4), printing is limited to a single copy.
If you would like to purchase additional rights please email info@waterstechnology.com
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (clause 2.4), an Authorised User may only make one copy of the materials for their own personal use. You must also comply with the restrictions in clause 2.5.
If you would like to purchase additional rights please email info@waterstechnology.com
More on Emerging Technologies
Waters Wavelength Ep. 324: A philosophical conversation about AI
This week, Reb and Nyela discuss BNY’s digital workers, and what the use of AI in society signals for the future.
Cloud Wars: Are EU and APAC firms really pining for homegrown options?
Waters Wrap: In the wake of tariffs and regional instability, there’s chatter about non-US firms lessening their dependency on the major hyperscalers. Anthony is not buying it.
Google gifts Linux, capital raised for Canton, one less CTP bid, and more
The Waters Cooler: Banks team up for open-source AI controls, S&P injects GenAI into Capital IQ, and Goldman Sachs employees get their own AI assistant in this week’s news roundup.
Numerix strikes Hundsun deal as China pushes domestic tech
The homegrown tech initiative—‘Xinchuang’—is a new challenge for foreign vendors.
RBC’s partnership with GenAI vendor Cohere begins to bear fruit
The platform aims to help the Canadian bank achieve its lofty AI goals.
Deutsche Bank casts a cautious eye towards agentic AI
“An AI worker is something that is really buildable,” says innovation and AI head
TMX buys ETF biz, Iress reinvests in trading tools, UBS data exposed, and more
The Waters Cooler: Euroclear’s next-gen service, MarketAxess launches e-trading for IGBs, and new FX services are in this week’s news round-up.
SEC pulls rulemaking proposals in bid for course correction
The regulator withdrew 14 Gensler-era proposals, including the controversial predictive data analytics proposal.