Risk's Regulatory Whirlwind
Regulation such as the Dodd–Frank Act in the US and the review of the Markets in Financial Instruments Directive (Mifid II) in Europe took center stage during a Waters webcast on the topic of risk and compliance last month.
Until such regulations are finalized, panelists say it is hard to know how best to prepare, while “aggressive” deadlines often leave firms without enough time to implement the necessary changes.
Hosted by James Rundle, deputy editor, sell side, at Waters, the event was
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