FIN FastProxy Risk Manager Joins Options Pipe Platform

Nigel Kneafsey, Options IT

The clock is ticking—the compliance deadline for US Securities and Exchange Commission's (SEC's) Market Access Rule 15c3-5, forcing broker-dealers to establish risk management controls and supervisory procedures, is seven weeks away. The race to comply is on, and those that don't will be left breathing exhaust.

Nigel Kneafsey, CEO of New York-based private cloud platform provider Options IT, has watched the mad scramble. Brokers that haven't been proactive are losing business. Their salvation

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