NICE Actimize
2012's Financial Crime Coups Raise Stakes, Anxiety
Global regulation was the year’s obsession, but criminal probes─from rate rigging to rogue trading; sanctions violations to insider bets─won the headlines in 2012. Not every financial crime has a ready tech fix, but with buy-side cornerstones like SAC…
Where Next for Risk and Compliance?
While tools and trinkets are pretty, the key to proper regulatory compliance is attitude and information.
Rogue Trading: Leaving Less to Fate
The destinies of fallen traders Jérôme Kerviel and Kweku Adoboli are a matter to be settled, but what firms' compliance desks should be concerned with is clear: The more you know about a rogue trader, the more he or she begins to stand out.
With Redkite Acquisition, NICE Gains Real-Time Surveillance Capabilities
Compliance software vendor NICE Actimize has acquired Redkite Financial Markets, a provider of cloud-based surveillance technology, in a deal that completed earlier this week.
Risk & Compliance special report
September 2012 - sponsored by: FTEN, a Nasdaq OMX company, NICE Actmize, SIX Financial Information
Regulation & Compliance special report
June 2012 - sponsored by: NICE Actimize, Omgeo, SIX Financial Information
Bribery Meets Its Match: Technology, Regulation Combat Corruption
No longer a “cost of doing business,” bribery and corruption on UK soil—or perpetrated through a UK-based firm anywhere in the world—have become serious offenses under sweeping legislation passed last year. Tim Bourgaize Murray finds, with authorities…
NICE Actimize Unveils Fatca Compliance Solution
Firms will have to be compliant with Fatca legislation by January or July of 2013, depending on their national status.
NICE Actimize Unveils Hedge Fund Compliance Solution
Hedge funds can now benefit from NICE Actimize's non-compliance detection models.
Keeping Up with Compliance
The ways in which technology is breaking down traditional roles.
Data on the Move
Developments in regulation and standards such as Fatca and Solvency II, along with reference data needs identified by ISITC, are part of the reason why reference data is definitely not a stagnant part of securities industry operations in the year to date
Gaining Clarity on Data Search Parameters
Strapline: Regulation & Standards
Otkritie Capital Selects NICE Actimize for Surveillance
Software will provide cloud-based market abuse monitoring for Otkritie Capital.
Facing Up To Fatca
All the signs suggest US anti-tax evasion regulations present major data challenges for firms in 2012. However, it may be possible to derive business benefits through compliance, writes Nicholas Hamilton
To Catch a Thief: New Strategies, Technologies Combat Fraud
As regulators praise the advancements made by financial institutions in the prevention of fraud and money laundering, new technology is helping detect criminal behavior. Jake Thomases looks at the progress that’s been made.
Risk & Compliance special report
September 2011 - sponsored by: NICE Actimize, Lab49, Sybase, Ullink