Financial industry Regulatory Authority (Finra)

AI-Spy: Machines Close in on Pricing Manipulators

Artificial intelligence is gaining traction among regulators, exchanges and financial firms sifting through massive amounts of data to spot potential pricing manipulation. Kirsten Hyde asks whether the industry is ready to go all in on AI.

Regulators 2.0: Embrace Tech or Be Overwhelmed by Data

To handle the massive increases in data volumes expected from Mifid II regulation and the US Consolidated Audit Trail, regulators are examining their own data governance and technology use, report Joanne Faulkner and Kirsten Hyde.

CAT Constructor: Why Thesys Won, Finra Lost and What Comes Next

On January 17, the self-regulatory organizations announced that Thesys Technologies had won the right to build the Consolidated Audit Trail, putting it in charge of what will be one of the biggest financial technology projects in the history of the…

Tick Size Pilot Program Launches

The SEC's project to better understand the impact of changing the tick size for securities of small-cap companies kicks off today.

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