Regulation of fixed income faces pivotal year ahead

Jo says the SEC’s Treasuries-focused regulatory agenda will come to fruition next year, and tech vendors will face the burden of those proposals.

The dominant feeling among those tracking the Gary Gensler-era of the Securities and Exchange Commission is one of confusion. It’s been difficult to keep track of all the regulatory proposals pouring out of the commission since 2021, and there are months when it seems like the hyper-energized chairman is opining at yet another conference about another area of the capital markets he feels the SEC is not covering enough.

Regulatory experts (and journalists covering the beat, frankly) have had

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FCA declines to directly regulate market data prices

A year-long investigation by the UK regulator to determine whether competition is hindered in the wholesale data markets has concluded with its decision not to directly regulate much-maligned data pricing and licensing structures.

How GenAI could improve T+1 settlement

As well as reducing settlement failures, researchers believe generative AI can provide investment managers with improved research, prioritization, and allocation resources.

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