The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit their use of predictive data analytics. But at the heart of this deal is something far more seismic: one of the first attempts by the SEC to regulate AI.
Market participants and industry groups are challenging the UK government’s approach to a competitive framework for the consolidated tape.
Firms worry that regulating a broader net of firms could unravel progress in fixed income electronification and raise costs for market participants
As the industry awaits upcoming EC proposals, some firms are voicing concerns that mandating multiple CTPs could create fresh problems around data fragmentation and connectivity costs.
The business unit of the new equities data plan could revolutionize pricing and accessibility in the public feeds of NMS data, say hopefuls to the role, but litigation and lack of clarity obscure the path forward.
Industry participants are divided over the definition of a trading venue and how regulators should revise the regulatory framework.
Fixed-income liquidity providers, battling tighter margins, want to execute directly with clients, but are buy-side and tech firms willing to absorb the connectivity costs?
As Europe prepares for a new batch of outsourcing rules, some firms are looking for answers on how to test exit strategies and mitigate concentration risk.
Sources say a pricing war and cost pressures are causing service providers to reconsider their regulatory reporting businesses.
A look at some of the key recent 'people moves', including Adam Honore (pictured) who joins Amazon Web Services from CME Group.
A sale was originally reported, but this PE investment will allow the firm to grow its ESG, ETF offering while considering a sale at a later time.
Post-trade company looks to stay ahead of DLT curve with plans to act as CCP for firms trading on permission-based blockchains.
Humans, and not robots, will still be required for the foreseeable future, say trading vets.
The US exchange will make an all-cash offer for the troubled Swedish vendor.
Waters canvasses a range of industry opinion leaders about what the defining technologies of the next few decades will be.
Digital currencies are going through birth pains as an asset class, but some believe they can become the next commodity of choice for traders
It seems inevitable that trading is destined for the screen, but that shouldn't remove the human element entirely
The service will provide monthly data, dating back to April 2014.
The SEC's Gregg Berman provided a thought experiment to explain how today’s market structure has evolved.
The advocacy and consulting firm, led by Christopher Nagy and David Lauer, will cover the intersection of market structure, policy, and financial technology, and will push an agenda of greater transparency in the industry.
In the past month, stock and option exchanges have agreed and submitted to the US Securities and Exchange Commission recommendations to strengthen the performance of the US capital markets infrastructure, following several well-publicized data failures…