Data Issues Continue to Plague Regulatory Compliance and Technology
Waters USA panelists said good regulatory technology exists but is useless without good data.
The panelists said it doesn't matter how good the technology to address regulatory demands is; if the data used to generate reports is not good enough, then it's a much bigger problem.
Joseph Lodato, managing director and global head of compliance technology and surveillance at Guggenheim Partners, said technology problems that firms face will not come to the forefront until data issues—like accuracy and locating the information—are solved.
"There's a process that we have to get right," Lodato
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact [email protected] to find out more.
You are currently unable to copy this content. Please contact [email protected] to find out more.
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. Printing this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/
If you would like to purchase additional rights please email [email protected]
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. Copying this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/
If you would like to purchase additional rights please email [email protected]
More on Regulation
Waters Wavelength
After Refinitiv deal, LSEG Labs builds machine-learning market impact tool
Geoff Horrell talks about the Lab’s innovation strategy after the Refinitiv acquisition, deep learning, and the ideation process.
Subscribe to Weekly Wrap emails
Most read
- After Refinitiv deal, LSEG Labs builds machine-learning market impact tool
- From burst to bust: What happens when cloud runs dry?
- Waters Wrap: On people and thinking outside the box when hiring
- Northern Trust focuses on alpha generation with recent investments, partnerships
- Ex-UBS Asset Management CDO takes aim at challenge of data discovery