In March, UK regulator the Financial Conduct Authority (FCA) sent a cautionary message to the asset management community, warning that firms were still not meeting expectations on dealing commission expenditure and securing best execution for their clients.
It was a damning indictment of the industry, given that the bar will soon be raised even higher with the introduction of new rules around research unbundling and payments under Mifid II in January 2018. The move to simplify what is generally
Waters Wavelength Podcast Episode 97: C-Level Execs Talk Bitcoin, Fintechs, Cognitive Computing & Open-Source Tech
In separate interviews, executives from AQR, JPMorgan, Cboe and IBM discuss topics permeating the capital markets.Subscribe to Weekly Wrap emails