FCA Clarifies Approach to Research Unbundling under Mifid II

Amendments to rules on best execution and investment research confirmed by regulator for UK firms ahead of January 2018 implementation date.

london-aerial-2-compressed
Mifid II will come into effect in Europe on January 3, 2018 but will have far-reaching implications for financial firms in the UK.

The review of the Markets in Financial Instruments Directive (Mifid II) will be implemented across Europe on January 3, 2018, and introduce a swath of new regulation designed to increase investor protection and transparency, following the introduction of the first Mifid in 2004.

In its final policy paper, the Financial Conduct Authority (FCA) outlines several key requirements for UK financial institutions, introducing additional measures that will exempt firms classified as Alternative

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: