US Senator Urges Greater Reg SCI Transparency from SEC

Ranking member of Senate subcommittee says regulator should update list of affected firms

Mark Warner US Senate
Warner, a Democratic senator from Virginia, discussed Reg SCI with the SEC chairman in February before sending the letter.

Senator Mark Warner, the ranking member of the Senate Banking Subcommittee on Securities, Insurance, and Investment, wrote to Securities and Exchange Commission (SEC) chairman Jay Clayton on August 1 expressing his concerns.

The letter, a copy of which has been seen by WatersTechnology, deals with Regulation Systems Compliance and Integrity—or Reg SCI—a set of rules implemented by the SEC in 2014 that were designed to increase regulatory oversight of the US financial system’s technological

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: