Sifma Adds Voice to CAT Personal Information Row

Lobby group is looking at other types of data that it can suggest to the SEC for use in the CAT.

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The CAT takes in data from self-regulatory organizations (SROs), such as securities exchanges, to allow regulators and other agencies to have access to information on the full lifecycle of a suspicious trade, should they wish to investigate. It will also collect information from broker-dealers on trading activity at a later date. However, market participants are concerned that the information reported will have to include personally identifiable information (PII), including social security numbe

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