Sifma Adds Voice to CAT Personal Information Row

The CAT takes in data from self-regulatory organizations (SROs), such as securities exchanges, to allow regulators and other agencies to have access to information on the full lifecycle of a suspicious trade, should they wish to investigate. It will also collect information from broker-dealers on trading activity at a later date. However, market participants are concerned that the information reported will have to include personally identifiable information (PII), including social security numbe