December 2017: Mifid II: The Gift that Keeps on Giving


Over the past year, we’ve explored many of the data-related impacts of the new rules, such as how many firms have left their preparations so late that they may not be compliant—and hence be unable to participate in the markets—on day one of the new regime. Some firms may be so desperate for Legal Entity Identifier (LEI) codes—a requirement under Mifid II’s “no LEI, no trade” provision—that the Depository Trust & Clearing Corp. (DTCC) has set up an expedited LEI issuance service, charging a 50

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