Data-Driven Regulators: Handling the Uptick in Regulatory Reporting

With the abundance of existing and new reporting obligations to comply with, how can regulators hope to be able to handle the volumes of data they now receive?


The Loch Ness Monster, the Bermuda Triangle, regulators that actually do anything with all the data they now demand from financial firms: all myths, or is there an element of truth? Do regulators really collect massive amounts of new data, rubber-stamp them, then lock them away deep in a JRR Tolkien-inspired mountain dungeon, never to be seen again?

Firms grappling with the challenges of collecting and submitting the volumes of data mandated by regulators might be forgiven for believing that

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FCA declines to directly regulate market data prices

A year-long investigation by the UK regulator to determine whether competition is hindered in the wholesale data markets has concluded with its decision not to directly regulate much-maligned data pricing and licensing structures.

How GenAI could improve T+1 settlement

As well as reducing settlement failures, researchers believe generative AI can provide investment managers with improved research, prioritization, and allocation resources.

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