Exegy Enlists ISE, ATSs for Managed Reg SCI Compliance Service
The service helps firms and market operators comply with resiliance requirements and processes relating to data technology infrastructures.
Reg SCI is a set of rules introduced by the SEC in November 2014 to "monitor the security and capabilities of US securities markets' technological infrastructure" by reducing system errors, improving resiliency and enhancing the SEC's oversight of technology infrastructure.
The rules came into effect in November 2015, and applies to self-regulatory organizations (SROs) such as stock and options exchanges, registered clearing agencies, FINRA and the Municipal Securities Rulemaking Board
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