Exegy Enlists ISE, ATSs for Managed Reg SCI Compliance Service

The service helps firms and market operators comply with resiliance requirements and processes relating to data technology infrastructures.


Reg SCI is a set of rules introduced by the SEC in November 2014 to "monitor the security and capabilities of US securities markets' technological infrastructure" by reducing system errors, improving resiliency and enhancing the SEC's oversight of technology infrastructure.

The rules came into effect in November 2015, and applies to self-regulatory organizations (SROs) such as stock and options exchanges, registered clearing agencies, FINRA and the Municipal Securities Rulemaking Board

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: