IIROC Melds Equities, Debt Surveillance on Nasdaq Smarts Platform

IIROC has used Nasdaq Smarts for market surveillance since 2010, but is consolidating equities and debt market surveillance for the first time.


Canadian securities regulator IIROC (the Investment Industry Regulatory Organization of Canada) has consolidated its equities and debt surveillance activities onto a tailored version of Nasdaq’s Smarts market surveillance platform.

Victoria Pinnington, SVP of market regulation at IIROC, says consolidating the regulator’s equities and debt surveillance operations onto the same platform is a new move, enabled by rolling out the tailored Smarts platform.

“Smarts provides surveillance for a large

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: