As June Deadline Looms, Broker-Dealers Begin Reporting to the CAT
As CAT reporting activity picks up, error rates have somewhat surprisingly been well below what was expected in the testing and production environments.
Finra CAT today revealed that 320 firms have begun reporting into the production environment of the Consolidated Audit Trail (CAT) since April 13, while 1,208 firms are certified and ready to meet the June 22 deadline for initial equities reporting. Shelly Bohlin, Finra CAT president and COO, expects about 100 more firms to become certified before that date. Bohlin was speaking during a webinar on June 10, “CAT Goes Live,” hosted by the Securities Industry and Financial Markets Association
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact [email protected] to find out more.
You are currently unable to copy this content. Please contact [email protected] to find out more.
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. Printing this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/
If you would like to purchase additional rights please email [email protected]
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. Copying this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/
If you would like to purchase additional rights please email [email protected]
More on Regulation
Waters Wavelength
Waters Wavelength Podcast: Episode 241 (Big Tech and the capital markets)
Wei-Shen and Tony explore the idea of big tech companies disrupting the traditional Wall Street vendors.
Subscribe to Weekly Wrap emails
Most read
- Bank consortium led by SocGen seeks to cure post-trade data ills
- Alt data’s second inning: Brace for a long M&A game
- Google-Greenwich: Financial firms agree on cloud's ubiquity, but vary widely on use cases
- Waters Wrap: Owning the data & doing something unique with it—the ultimate alchemy
- Companies race to tackle widening cybersecurity talent gap