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The SEC needs a hand with artificial intelligence

The SEC wants to take a tough stance on AI, but it has a talent problem… or a marketing problem. Or both…

Real robotic hand with one dollar bill. Concepts of investment in Artificial intelligence technology or job replacement by AI.

In some ways, I think I live a similar life to someone in the US Securities and Exchange Commission’s (SEC) enforcement division. We both get hundreds of emails every week from companies boasting their prowess in emerging technologies, using adjectives such as ‘industry-leading’ and phrases like ‘the first to achieve.’ And both of us have to use a lot of critical thinking to work out whether that company is being honest or perhaps overzealous.

Where our jobs differ, though, is in determining the

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Where a US antitrust case and a data law meet

The Waters Wrap: Regulators’ choice not to endorse a securities identifier under a new law keeps business as usual for firms required to pay Cusip license fees—but Reb isn’t ruling out a shake-up just yet.

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