Participants refuse to say whether reporting will begin as scheduled after a last-ditch delay effort was rejected by the SEC.
Market Data Protection Act will increase security requirements for market data held by the SEC and FINRA, lawmakers say.
John recaps some of Sell-Side Technology's best stories of the week, including fixed-income technologies, uncertainty around the CAT, and Waters' November features.
As cryptocurrencies gain interest from investors around the globe, Wei-Shen Wong examines the splintered Asian marketplace to see how regulators are adopting different strategies when it comes to overseeing these complex instruments.
This week Anthony and James discuss some of the major stories to come out of three major conferences.
The key themes from this year's industry mega-event.
Confidence in the wide-ranging project has been dented by recent cybersecurity incidents.
UnaVista builds tool to simulate requirements of US markets project.
John recaps some of Sell-Side Technology's best stories of the week, including (more) blockchain developments, noteworthy fintech graduates, and significant regulatory fines.
Panelists at the Sifma Annual Meeting felt attacks could be prevented if cybersecurity was treated as an integrated business process.
While at Sibos Toronto, James shares some interviews covering topics on blockchain, fintechs and cybersecurity.
Hostile governments are actively attacking banks in US and allies as criminal gangs gain access to nation-state tools.
As digital natives, the younger generation is not used to being given guidelines on how to use technology within a firm, panelists said.
While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…
Congress has "serious concerns" about the SEC's ability to safeguard data, politicians say.
US regulator discloses that social security numbers were compromised in Edgar cyber incident from 2016.
A preview of next week's conference agenda for Buy-Side Technology's flagship event.
Lingering questions remain over the SEC's handling of its own cybersecurity incident.
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.
Vulnerabilities identified in SEC’s EDGAR system – a corporate filings database – may have resulted in hackers profiting from the information they stole.
MEP Markus Ferber tells Waters that this change “must not mean that the ESAs can do what they want to just because they get more money,” and that the ESG provisions are “a non-starter”.
Talk of shortening the settlement cycle further is premature and ignores the upheaval it would cause.
James and Anthony talk about the cybersecurity rules permeating the industry and then pivot to PR dos and don'ts.
State regulator's rules come into effect for a broad swath of financial firms in New York, presenting unique challenges.