As RPA has taken hold, there have been both positive and negative developments. Waters takes a look at the good, the bad and the ugly.
IBM has enhanced its regtech suite of services, including the integration of Armanta’s platform after the May acquisition.
Does Privacy Exist Anymore? As people willingly give up their personal information, GDPR might be a step in a necessary direction.
Cboe's CIO joins the podcast to discuss the exchange's tech migrations after the Bats acquisition, and Anthony and James give a primer on GDPR.
Long-term views and collaboration, rather than flashy tech, is the key to a successful program of compliance, panelists at BST Europe say.
ING data chief says as firms comply with GDPR, they must be ethical when interacting with client data, especially as they incorporate more AI tools.
This month, Max runs down the contents of Inside Data Management, from potential solutions to regulatory dilemmas to the heroes who may save us from exchange data and index injustices.
Survey finds over 50 percent of investment firms are unprepared for GDPR’s May 25 deadline, but financial services is still ahead of the game compared with other sectors.
Looking ahead to GDPR, ARMs and trading venues are developing ways to better protect the personal data they are required to collect, report and store under Mifid II, while investment firms tasked with providing personally identifiable information to the…
Global investment bank says that transparency is key to instilling trust in use of AI.
The two new firms, Reg&Tech and Baymarkets, will focus on regulatory technology and clearing solutions, respectively.
The data gathering, retention and reporting requirements of Mifid II seem at odds with the enhanced personal data protection rules of the GDPR. But with careful consideration, financial institutions can balance their regulatory obligations under the two…
The London-based regtech provider's latest compliance offering focuses specifically on GDPR.
With compliance and collusion both under the microscope, Max says law courts could play a bigger role in ensuring a healthy and competitive data marketplace.
When the General Data Protection Regulation comes into force on May 25, most financial companies will require a data protection officer. With an entire industry racing to meet GDPR’s compliance deadline, will there be enough candidates to go around?…
Financial firms are drowning in data, yet for many, information that delivers genuine value remains a scarce resource. Joanne Faulkner investigates whether new approaches to managing internal data could yield new insights, or whether new data privacy…
Regulation may have dominated the headlines this year but advances in machine learning and artificial intelligence were also high on the agenda.
Europe’s Packaged Retail and Insurance-based Investment Products becomes law on January 1, 2018. In-scope market participants racing to meet its significant data and reporting challenges all face the same hurdle: how to calculate implicit costs. Jamie…
John takes a look at some of 2017's key trends, including regulation, cybersecurity and artificial intelligence.
Waters runs through the key facts you need to know about Mifid II, GDPR, BMR and Brexit.
Tech vendor Axiom predicts hefty GDPR spend on contract analysis alone, launches compliance solution.
The regtech firm has released a platform designed for compliance with the General Data Protection Regulation and the Accountability Regime.
Compliance heads from Guggenheim Partners, Sierra Global Management, J Goldman & Co., and Rimes talk about trends in the regtech space. Anthony and James talk about the Symphony-Bloomberg battle.
While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…