Global investment bank says that transparency is key to instilling trust in use of AI.
The two new firms, Reg&Tech and Baymarkets, will focus on regulatory technology and clearing solutions, respectively.
The data gathering, retention and reporting requirements of Mifid II seem at odds with the enhanced personal data protection rules of the GDPR. But with careful consideration, financial institutions can balance their regulatory obligations under the two…
The London-based regtech provider's latest compliance offering focuses specifically on GDPR.
With compliance and collusion both under the microscope, Max says law courts could play a bigger role in ensuring a healthy and competitive data marketplace.
When the General Data Protection Regulation comes into force on May 25, most financial companies will require a data protection officer. With an entire industry racing to meet GDPR’s compliance deadline, will there be enough candidates to go around?…
Financial firms are drowning in data, yet for many, information that delivers genuine value remains a scarce resource. Joanne Faulkner investigates whether new approaches to managing internal data could yield new insights, or whether new data privacy…
Regulation may have dominated the headlines this year but advances in machine learning and artificial intelligence were also high on the agenda.
Europe’s Packaged Retail and Insurance-based Investment Products becomes law on January 1, 2018. In-scope market participants racing to meet its significant data and reporting challenges all face the same hurdle: how to calculate implicit costs. Jamie…
John takes a look at some of 2017's key trends, including regulation, cybersecurity and artificial intelligence.
Waters runs through the key facts you need to know about Mifid II, GDPR, BMR and Brexit.
Tech vendor Axiom predicts hefty GDPR spend on contract analysis alone, launches compliance solution.
The regtech firm has released a platform designed for compliance with the General Data Protection Regulation and the Accountability Regime.
Compliance heads from Guggenheim Partners, Sierra Global Management, J Goldman & Co., and Rimes talk about trends in the regtech space. Anthony and James talk about the Symphony-Bloomberg battle.
While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…
The importance of data is rising in regulatory circles, Swinburne told WFIC attendees.
Blockchain startup creates Paris-based subsidiary to accelerate European development.
A growing number of buy-side professionals are using machine learning in their CRM systems to analyze and interpret investor data.
IBM Z will allow for full encryption without performance disruptions to service-level agreements, IBM's Nick Sardino says.
Privacy engineering software vendor raises $16 million from investors including Illuminate Financial and CME Ventures.
Concurrent with—yet seemingly in conflict with—KYC initiatives is the EU’s General Data Protection Regulation, which will upend how banks treat customer data, and will levy steep fines against those who fail to comply or suffer data breaches. Alina…
Many data management initiatives are inspired by efficiency and best practices, but only become reality after regulatory involvement.
With a nod to Pete Townshend, nuances of the law in financial data regulations, especially in Europe, could become the most challenging aspect of compliance
KYC/AML requirements conflict with other regulations aimed at limiting how much data firms mine for fulfilling those disclosure rules. Joanna Wright reports