Standards
BoA Merrill Lynch Handed $12.5 Million Fine by SEC over Mini-Flash Crashes
Bank of America subsidiary fined over inadequate trading controls leading to market disruptions between 2012 and 2014.
ISO Reference Data Standards Committee Begins Review
Fintech and blockchain growth prompt group to take stock of developments
Golden Copy: Sibos Preview
Organizing body's efforts for KYC and ISO 20022 will be in the spotlight in Geneva
Swift Sees Value in Reusing Reference Data Standards
Messaging standards body seeks to leverage bread-and-butter activity for distributed ledger and smart contract uses
BCBS Publishes Assessments on Argentina and Korea
Both countries largely successful in implementing standards
Agency Announces Platform for OTC Derivatives ISIN Allocation
Core functionality has been implemented, says ANNA executive
Plumbing the Depths of Unstructured Data
Turning to organizing measures like collaboration, ‘microdata’ and application of standards can help manage a deep source of information.
Watching the MiFID II-Mandated Clock
Timestamping requirements under MiFID II may have unexpected consequences for traders in fixed income. Joanna Wright reports
truePTS, LEI Smart Partner On Counterparty Data Product
Service aims to raise quality of identification information
Furthering the Global Legal Entity Identifier System
What still needs to be done to ensure continued increases in registrations?
Bloomberg Develops Tool for Initial and Variation Margin Rules
New standards take effect worldwide in September
Firms Overestimate Data Exchange Compliance, Says Study
Almost half of sample's Fatca filings 'inaccurate'
BATS Seeks Consensus on MiFID 2 Trade Data Collection, Reporting Process
BATS is hoping to encourage other European trading venues to coalesce around its approach to handling client data.
BATS Bows MiFID 2 Order Data Reporting Process
BATS' solution will help firms comply with order data record-keeping requirements of MiFID 2.
OFR's Data Officer Talks About Finding Compatibility Among Standards
Managing data for compliance requires compatible identifiers and messages, says Cornelius Crowley
Kyc.com Signs Bank of Montreal
Firm is latest to join KYC utility service
Working To Reconcile Data Management Standards
Firms addressing data systems customized based on jurisdictional rules, along with varied business practices
Getting All Hands on Deck
The path for the legal entity identifier to reach its administrator’s goal of 1.5 million registrations must be paved collaboratively with the industry that carries out the work of registering. Michael sees GLEIF, the administering foundation, as gaining…
Banks Build MiFID II Specs, Start Search for Vendors
Collaboration for front-office compliance completes identification of types of interactions
UnaVista Offers LEI Allocation Service
London Stock Exchange platform partners with other market infrastructure providers for regulatory compliance
GLEIF CEO: LEI Registrations Will Hit Target By 2020
MiFIR compliance will spur continued growth of registrations
European Commission Adopts ISIN and RTS 23 Under MiFID II
The commission's decision to keep the ISIN identifier standard reaps criticism from industry professionals
DTCC, Swift Get Third Renewal of LEI Designation
US commodities regulation agency extends support for GMEI joint utility
Golden Copy: Identification and Verification
Legal entity identifier backers turn their focus to quality, but volume is still an issue