Standards
Nomura Research Chooses EDM Council's BCBS 239 Compliance Model
Nomura Research Institute cites pedigree of Data Management Capability Assessment Model as strength for risk data aggregation
Responding to Canadian Regulators' Wider Reporting Requirements
Avox's Mark Davies advises firms to be sure of data governance to handle identifiers for more transaction types
Thomson Reuters Proposes FXall Upgrade to Raise Industry Standards
Provisory Liquidity protocol across platforms to offer participants use of “last look” liquidity.
ISDA Launches Trade Identifier Service
Counterparties to derivatives trades can create unique codes for reporting
BlackRock Ups Counterparty Due Diligence with Thomson Reuters Org ID
Buy-side giant complements existing process with outsourced service.
Teknometry Rolls Out GIPS Compliance Tool, TekGAM
Standalone solution launched for simplification of Global Investment Performance Standards.
Gresham Computing Launches Solution to Solve Trade Reporting Headaches
CTC Transaction Reporting verifies and validates data reported to relevant trade repositories, ensuring full compliance and evidencing financial control.
Linedata Provides AIFMD Reporting Tool to Mitsubishi UFJ Custody Arm, Upgrades Admin Edge
Second largest Luxembourg Alternative Investment Fund Management company chooses Linedata for centralized and integrated solution.
Thomson Reuters Launched Bilateral Chats on Eikon Messager
Eikon Messenger update aimed at making chats more secure and compliant.
Bank Julius Baer Chooses AxiomSL for Basel III Reporting
Swiss Bank's Reporting Requirements Changing with Move Away from XML
J&J Bows Managed Data Reporting, Compliance Tool
New York-based market data and management consultancy Jordan & Jordan has unveiled a new managed service for automating exchange and vendor data reporting requirements, dubbed Market Data Reporting (MDR), which is designed to help clients comply with the…
Mifid II : The Quest for Clarity
Marina Daras speaks to market participants about their thoughts and concerns on Mifid II ITS.
Aviva Investors Fined £17.6m by FCA Over Risk Management Failings
Asset management business also pays out £132m to eight funds in compensation.
Bloomberg TOMS Granted FCA Approval for Regulatory Reporting
It is still unclear whether ARMs such as Bloomberg's will help firms hit their reporting deadlines.
Etrali Trading Solutions Expands APAC Presence
Ensure close collaboration with customers.
Regulation: The Driving Force Behind a Financial Overhaul
Factset's King argues that research management systems can provide audit trails for regulatory compliance.
2015: Year of the LEI Break-Out?
MiFID II, CSDR and Other Regulations Make LEI Harder to Ignore
In Swaps Market, Industry Members Agree: Anonymity Rules
A TabbForum panel looked at anonymity in the swaps market.
CFTC Commissioner Giancarlo: Undo Swaps Categorization, Futurization
Giancarlo stresses improvements need to be made to CFTC regulations
New SEC Swap Reporting Rules: An Easy Start, Bigger Impact Still to Come
Niche swap dealers will need to create systems for newest SEC rule
Croatian Exchange Taps Ancoa for Trading, Data Flow Monitoring
The Zagreb Stock Exchange is using real-time and historical market data to power a new market surveillance system from UK-based surveillance and analytics provider Ancoa, which is integrated into ZSE's trading platforms for regulated and over-the-counter…
New SEC Rules Increase Transparency in Security-Based Swap Market
Reporting rules, guidance on security-based swap transaction proposed
Fico Acquires Financial Crime Firm Tonbeller
Deal moves Fico firmly into growing financial crime and compliance space.
Amundi Taps Thomson Reuters' Accelus for KYC
European asset manager latest among large buy sides to take Org ID