Standards
Fenergo Expands to Asia-Pacific
Company appoints Brett Hodge, former head of Asia at Avox, as head of sales for new Sydney office, in response to new regulatory compliance services demands for OTC derivatives
Fenergo and BMO Continue Compliance Partnership
Software provider Fenergo and Bank of Montreal Capital Markets (BMO) are preparing to launch phase two of their onboarding project, designed to meet regulatory deadlines in July.
Nobody Reads These Things Anyway, Right?
Deutsche's FCA penalty leads this week's coverage.
MillenniumIT Preps Surveillance Algo Library
Market surveillance and compliance teams always have one perpetual challenge in modern markets: staying ahead of the curve.
Fingers Crossed for a Smooth Ride This Time
Incoming EMIR requirements and patent trolls lead this week's coverage
CCL Launches Co-Comply
Governance, risk and compliance consultancy CCL has announced the launch of its CCL Co-Comply platform, a delivery system that automatically updates regulatory content to ensure current compliance.
Scila Snatches Contract Win with Optiver
Scila AB has announced a six-month contract with high-frequency trading (HFT) firm Optiver, in which its market surveillance product will be evaluated for its capabilities in the Asia-Pacific region.
Sapient Global Markets Enhances Emir Reporting Services
Sapient Global Markets has enhanced the capabilities of its Compliance Management and Reporting System (CMRS) to support collateral and valuation reporting.
Thomson Reuters Debuts KYC Web Portal
Thomson Reuters has announced the launch of its web-based portal for Accelus Org ID, its platform for know-your-customer (KYC) compliance.
Lombard Risk Looks to Leckie
London-based Lombard Risk Management, a provider of regulatory compliance, reporting, and collateral management technology to the capital markets, has appointed George Leckie to lead sales and business development for ComplianceASSESSOR, the firm's web…
Red Box Lands Tradition Deal
Red Box Recorders has announced a global contract with with inter-dealer broker Tradition, under which the firm will record over 8,000 channels of communication for the firm in the UK and Americas.
Confisio, Dion and Traiana Debut Collateral Valuation Service
Ahead of impending regulatory mandates, Confisio Managed Services, Dion Global Solutions, and Traiana have announced the launch of a collateral valuation reporting service.
Société Générale PB Taps Wolters Kluwer for Basel III Compliance
Société Générale Private Banking has selected the risk management and regulatory reporting solutions from Wolters Kluwer Financial Services to comply with Basel III requirements in Belgium.
Bank J Van Breda & C° Selects ABN Amro for Clearing
Belgium-based Bank J.Van Breda & C° has selected ABN Amro Clearing as its general clearing counterparty for over-the-counter (OTC) derivative transactions.
Midnight Hour for European AIFMs
The deadline for applying for authorization under the Alternative Investment Fund Managers Directive (AIFMD) arrives on July 22, and one recent measure suggests a few firms out there are still sweating bullets. But, Tim wonders, is that such a bad thing?
Bloomberg Vault Partners with Salesforce
Bloomberg is now part of salesforce.com's partner program, allowing the pair to team up on support for Salesforce1 for financial services.
SS&C GlobeOp Gains UK Regulatory Approval for Depositary Lite
SS&C GlobeOp has gained full UK Financial Conduct Authority (FCA) approval for its Depositary Lite service, the provider has announced.
New Clients Join BATS Chi-X Europe Reporting Service
BATS Chi-X Europe has announced that four new participants have joined BXTR, its recently-launched suite of on- and off-exchange trade reporting service.
BlueBay AM Taps Confluence for Regulatory Reporting
Blue Bay Asset Management has selected Confluence's Unity NXT regulatory reporting suite of solutions to comply with a raft of upcoming regulations currently affecting the buy side, such as the Alternative Investment Fund Managers Directive (AIFMD)
Omgeo Adds ProtoColl Link to DTCC Repository
Post-trade vendor Omgeo has announced that its ProtoColl software now connects to the Depository Trust and Clearing Corporation’s (DTCC) Global Trade Repository (GTR).
SocGen Debuts Trade Repository Reporting Service
Société Générale Securities Services (SGSS) has announced the launch of its trade repository reporting service for over-the-counter (OTC) derivatives trades.
Multifonds Survey: Most Fund Managers Ready for AIFMD
Fund managers are less worried about being compliant with the Alternative Investment Fund Managers Directive (AIFMD) ahead of the July 22 deadline for seeking AIFM authorization, according to a survey by investment fund software provider Multifonds.
Schroders Rolls Out Vermilion Reporting Suite
London-based asset manager Schroders, with $446.8 billion under management, has implemented the Vermilion Reporting Suite to help comply with its reporting requirements.
Swift Adds Two to Compliance Services Arm
SWIFT has appointed Christopher Johnson and Fedra Ware as Practice Leads, Compliance Services, in the Americas.