Standards
Man Group Taps Thomson Reuters Accelus for KYC
Service will streamline processes and enhance monitoring across geographies
FISD Forms Group to Address Online Broker Data Issues
Group will examine subscriber and reporting issues affecting online brokers and their clients
Finra Posts 2015 Regulatory, Exam Priorities Letter; New Audit Trail Team to be Created
Outsourcing, cybersecurity & trading tech areas of interest
The Waters Weekly Wrap: December 15-19, 2014
A look back at the best content published across all the Waters brands
FISD Awards Thai Exchange ‘Outstanding Data Provider'
Data industry association FISD's Service Level and Communications Working Group has named the Stock Exchange of Thailand as its Outstanding Data Provider for 2014, an annual award given to the exchange or data provider that the group believes best…
Top Stories of 2014: The Compliance Challenge
The best of our regulatory and compliance-focused coverage in 2014.
SWIFT Officially Launches KYC Registry
Move comes after pilot with handful of banks
Swift’s KYC Registry Goes Live
Central Utility Lets Firms Retain Data Ownership
DTCC, TriOptima Take Aim at European Repository Matching Rates
Connectivity between repository and reconciliation service looks to reduce matching failures.
DTCC Launches Canadian Repository
Move means organization now has presence in seven jurisdictions.
Fonetic Launches Multi-Trade Search and Reconstruction Tool
New addition will provide customizable filtering for compliance
TMX's McCrea Joins Audit Specialists JCV
Former exchange exec will help grow JCV's audit and IPR protection business.
Speakerbus Intergrates Nice with iTurret
Interoperability between the two products will offer better compliance for transactional recording.
SEC Votes to Strengthen Systems Compliance and Integrity
Regulation Systems Compliance and Integrity requires entities to have a plan for when systems fail.
Deutsche Bank Brings AxiomSL's Regulatory Platform to the US
Deutsche Bank also deployed the platform in the Asia-Pacific region.
Taking Aim at AIFMD
Data Quality Challenges a Concern for Alternative Fund Managers as Reporting Deadline Passes
APFIC 2014: Firms Must Focus on Data Integration to Meet Risk Regs
Banks have just over a year to address data integration challenges of Basel's new risk requirements
Eagle Partners with Interactive Data for Solvency II Compliance
Interactive Data will provide pricing and reference data to Eagle's European insurance clients.
Simitas Unveils IBOR Technology Directory
Phil Tattersall talks to Victor Anderson about IBOR project challenges.
'Gatca' Information Exchanges Agreement Signed
51 countries on board with information exchange standard to launch in 2017
Scrutinizing Compliance Technology
The increased importance of compliance functions within buy-side and sell-side firms has been extensively documented since the financial crisis. Matt Gibbs (MG) and Dave Hutchinson (DH), product managers at Linedata, explain how compliance technology has…
Pension Funds, Insurers Face Greater LEI Challenge
EIOPA Deadline Puts Pressure On Lagging Segment of Financial Industry
BNP Paribas To Offer Outsourced AIFMD Reporting Service
BNP Paribas Securities Services has launched an outsourced service to facilitate regulatory reporting required by the Alternative Investment Fund Managers Directive (AIFMD), as the first wave of reporting approaches.
SIX Expands Compliance Service in Hong Kong
The data services provider now includes Hong Kong market transactions in its offerings, supporting required reporting to the Hong Kong Monetary Authority