Standards
Fonetic Launches Multi-Trade Search and Reconstruction Tool
New addition will provide customizable filtering for compliance
TMX's McCrea Joins Audit Specialists JCV
Former exchange exec will help grow JCV's audit and IPR protection business.
Speakerbus Intergrates Nice with iTurret
Interoperability between the two products will offer better compliance for transactional recording.
SEC Votes to Strengthen Systems Compliance and Integrity
Regulation Systems Compliance and Integrity requires entities to have a plan for when systems fail.
Deutsche Bank Brings AxiomSL's Regulatory Platform to the US
Deutsche Bank also deployed the platform in the Asia-Pacific region.
Taking Aim at AIFMD
Data Quality Challenges a Concern for Alternative Fund Managers as Reporting Deadline Passes
APFIC 2014: Firms Must Focus on Data Integration to Meet Risk Regs
Banks have just over a year to address data integration challenges of Basel's new risk requirements
Eagle Partners with Interactive Data for Solvency II Compliance
Interactive Data will provide pricing and reference data to Eagle's European insurance clients.
Simitas Unveils IBOR Technology Directory
Phil Tattersall talks to Victor Anderson about IBOR project challenges.
'Gatca' Information Exchanges Agreement Signed
51 countries on board with information exchange standard to launch in 2017
Scrutinizing Compliance Technology
The increased importance of compliance functions within buy-side and sell-side firms has been extensively documented since the financial crisis. Matt Gibbs (MG) and Dave Hutchinson (DH), product managers at Linedata, explain how compliance technology has…
Pension Funds, Insurers Face Greater LEI Challenge
EIOPA Deadline Puts Pressure On Lagging Segment of Financial Industry
BNP Paribas To Offer Outsourced AIFMD Reporting Service
BNP Paribas Securities Services has launched an outsourced service to facilitate regulatory reporting required by the Alternative Investment Fund Managers Directive (AIFMD), as the first wave of reporting approaches.
SIX Expands Compliance Service in Hong Kong
The data services provider now includes Hong Kong market transactions in its offerings, supporting required reporting to the Hong Kong Monetary Authority
Tradeweb Europe Takes Thomson Reuters' KYC Service
The electronic trading venue's European arm has chosen Thomson Reuters' Accelus Org ID to complement its existing know-your-customer (KYC) due diligence processes.
B-Next Upgrades Global Control Room
Compliance and surveillance specialist b-next has upgraded its CMC: Global Control Room suite, allowing compliance officers a global view of activity and information flows within an organization.
Hawthorn Life Using Financial Risk Product for Solvency II Reporting
Dublin-based investment funds company has implemented FRS product for Solvency II reporting
Confluence Partners with Fundsquare for AIFMD Reporting
Confluence has announced its collaboration with Fundsquare to simplify regulatory filings within its AIFMD Transparency Reporting tool, as required by the Alternative Investment Fund Managers Directive (AIFMD).
eClerx Launches KYC Solution
Knowing your customer is a major priority for firms in an age of strict regulation and massive fines, says eClerx principal Alan Paris.
FICO Updates Analytic Model Management Tool
FICO has announced the release of Model Central 5.0, an updated version of its analytic-model management solution.
BATS Pushes MMT for BXTR Reporting
Pan-European equity exchange BATS Chi-X Europe has made the Market Model Typology a key component of its BXTR trade reporting service, to help boost market transparency and contribute to creating the underlying conditions to support a European…
CounterpartyLink Chooses Datactics For Data Matching
The data quality and matching software provider Datactics will supply its FlowDesigner matching and research product to the legal entity data source
Nice, Truphone Partner for Call Recording Solution
Tel Aviv-based Nice Systems and Truphone have announced a partnership to provide a solution that complies with mobile record-keeping regulations.
Neuberger Berman's Ganim: CISOs Have Their Work Cut Out
Bob Ganim, chief information security officer (CISO) at Neuberger Berman, a $250 billion New York-based asset manager, delivered the keynote address at this year's Buy-Side Technology North American Summit, held today at the Marriott Marquis in Times…