Surveillance
UBS’s Data Lake for Regulation Pays Dividends
Waters Europe: Data requirements are driving better data for consumption across the bank.
IIROC Melds Equities, Debt Surveillance on Nasdaq Smarts Platform
IIROC has used Nasdaq Smarts for market surveillance since 2010, but is consolidating equities and debt market surveillance for the first time.
NYSE President Sees Tech as Key to Big Board's Next Evolution
A look at the massive tech projects (and legal battles) underway at the NYSE, which are being led by Stacey Cunningham.
Loans Data Provider dv01 Launches Credit Risk Transfer Surveillance Service
The service will allow investors to perform deeper analytics on data from Freddie Mac and Fannie Mae.
Buy-Side Firms Turn to AI for Efficiency Amid Barriers to Adoption
Assuming that automated artificial intelligence holds the key to unlocking fragmented datasets, the absence of standardized models coupled with regulatory concerns remain barriers to adoption.
Banks and Bourses Increasingly Combine Cloud, AI for Data Projects
The combination of the two technologies is bearing fruit for firms struggling with legacy architectures, but education and talent remain tough obstacles to overcome.
Sell-Side Technology Awards 2019: All the Winners and Why They Won
This year's SST Awards were held on the afternoon of April 12 in London. Here are this year's 31 category winners.
Acquisitive Exchanges Find Dealmaking is Only Half the Battle
While the large-scale exchange mergers of yesteryear may be over for now, regional bourses are still finding themselves in the M&A crosshairs. Yet for those operators that pick up smaller rivals, technology and data integration often prove to be trickier…
Nasdaq to Build Deutsche Bank's Single-Dealer Platform
The deal is part of the exchange’s efforts to expand its market technology business.
Barnett's Big Plans for Rimes
Former LGIM CDO Andrew Barnett has a vision for his new job as head of product strategy at Rimes Technologies.
Cryptocurrency Exchanges Tap Traditional Firms for Market Surveillance
Digital currency exchanges are using established market surveillance services in a move that steps closer to institutional-level infrastructure.
Dinneny to Lead Fonetic’s US Expansion
The former JP Morgan and Thomson Reuters executive will focus his activities on Canada and the US.
Trading Technologies Debuts Infrastructure-as-a-Service Offering
Vendor embarks on new strategy with Graystone Asset Management as its first client on the platform.
Firms Carve Rosetta Stones for Non-English AI Surveillance
Development of machine learning and natural-language processing is now turning to languages other than English to keep a better eye on traders and the market. But how easy is it to teach a machine a new tongue?
CAT’s Tale: How Thesys, the SROs and the SEC Mishandled the Consolidated Audit Trail
WatersTechnology investigates the torturous journey to create a stock-trading database for the US, and where the project goes from here.
A Look Back at Major Developments in Asia from 2018
From the data battle between the SGX and India to the ASX green-lighting its clearing blockchain project, Wei-Shen Wong looks back on topics that made headlines this past year.
Cinnober Shareholders to Mull Revised Nasdaq Offer
US exchange group’s offer rejected by holdout investors who deemed Swedish fintech firm undervalued.
After Delays, CAT Reporting Begins Tomorrow
The Consolidated Audit Trail will begin receiving reports on November 15, a year after it was supposed to start.
Emerging Markets Exchanges Embrace New Tech
While economic measures might place markets in Kenya, Tanzania, Palestine and elsewhere firmly in the “emerging” bracket, their use of technology is anything but.
Established Exchanges Eye Crypto Swaps, Futures
ErisX will be launching a derivatives exchange and clearing organization, while trueDigital is releasing a bitcoin swap contract.
Mind Your Language: Surveillance Systems Tackle Conduct Risk
While advanced voice analytics technologies have been around for years, banks have often used them as a blunt instrument, or a regulatory checkbox. Now they are increasingly seeing them as useful tools for managing conduct risk and employee protection…
The Fast and the Curious: The Latency Barrier for Institutional Crypto Traders
Institutional investors want to enter the crypto space but the lack of infrastructure around guaranteed latency and access to real-time market data is hindering a wider entry into the field. By Emilia David
The New Guard: Ryusuke Yokoyama, JPX
Ryusuke Yokoyama sits down with Wei-Shen Wong to discuss his three-decade career at the TSE and JPX, how the exchange is looking to help the industry improve its settlement cycles and how the company is experimenting with blockchain and AI technologies…
Another World: Virtual and Augmented Reality Infiltrate Trading Floors
Banks and exchanges turn to new technologies to enhance workflows, but it's still early days for the virtual trading floor.