Surveillance
CFTC Stresses Exchange Role in Crypto Derivatives Guidance
Agency will step in and act where required, but the lion’s share of responsibility falls to venues.
Crypto Markets Continue Breakneck Pace of Development
The release of professional-grade services by the largest digital currency exchange demonstrates a breathless pace of growth that may be masking wider issues with the nascent asset class, traders suggest.
CAT 'Tsar' May be Required to Break Gridlock
Experts say the structure of the decision-making process hinders its speed.
Wavelength Podcast Episode 118: CAT ‘State of the Union’, RTS 27 & 28 Concerns, The ‘Big Tech’ Dilemma
Anthony and James discuss some of the big stories to come out of TradeTech Europe and then three legal experts look at how the SEC has been quiet about the CAT.
Market Cops Turn to Crime-Fighting Robots
An expanding use of artificial intelligence is taking over surveillance practices, but some believe there are limits to what can be achieved.
Mosaic Looks to Outer Space for AI-Powered Surveillance
Partnership with European Space Agency will apply machine learning to financial markets.
HKEx Deploys Artificial Intelligence in Surveillance Platform
Exchange deploys US firm’s technology to enhance oversight processes.
Tech Mahindra, Balbix Launch AI-Powered Cybersecurity Platform
The platform uses deep learning algorithms to monitor and map potential threats.
Bloomberg Debuts E-Bond Platform in Mauritius
Vendor developed the trading and market surveillance system in collaboration with the Bank of Mauritius and local partners.
Rimes Targets Market Surveillance with New Regtech Offering
Vendor expands RegFocus platform with surveillance capabilities designed to detect suspicious trading behavior.
Prop Shops Lock On to Crypto Markets
As the sell side hesitates, advanced principal trading shops are getting in on the crypto craze in a big way.
Digital Reasoning Looks Beyond Conduct with $30 Million Funding
AI specialist will use the funds to spread its reach into other areas.
Eventus Plans Cautious Steps into AI for Surveillance
While the technology has promise, it’s not a silver bullet for underlying data issues, vendor says.
Trading Technologies Plots Evolution Away from Screens
Chicago vendor touts move away from screens—sort of—and into infrastructure and analytics.
Asia’s New Tigers: Exchanges Overhaul Aging Systems
Waters looks at major projects being rolled out in 2018 at exchanges in Japan, Australia, Hong Kong and Singapore.
IPC and GreenKey Partner for Speech-to-Text Conversion
IPC will provide audio streams to GreenKey and convert it to useable data.
Five Things to Consider About Crypto SROs
The idea of self-regulation makes for a good soundbite, but the practicality of the matter leaves much to be desired.
Artificial Intelligence: From Winter to Spring
AI is experiencing a renaissance, but some are concerned that it could carry hidden risks.
New Dawn in Europe as Mifid II Goes Live
Updated trading rules to have significant impact across all asset classes.
Best of 2017: The Top Trends
John takes a look at some of 2017's key trends, including regulation, cybersecurity and artificial intelligence.
Mifid II—Navigating Intent
Webinar: Nasdaq
After Scandals, Banks Release Chat Back into the Wild
Chat tools are being embraced again as the industry seeks more efficiency in the workflow.
Esma: Mifid III Not in the Works
Third phase of regulatory reform is not being actively considered at this point, insists regulator’s chairman.
Cognitive Computing Advances Driving Surveillance for Banks, Expectations for Regulators
Banks are increasingly adopting new machine learning techniques for compliance and surveillance, but should be wary of setting expectations too high.