Nasdaq purchases buy-side surveillance vendor to integrate behavioral analysis into market oversight
The African exchange has deployed Nasdaq technology to introduce the first surveillance platform in the country.
Technology is creeping into buy-side compliance processes, but to what degree?
Anthony and James look at why London clearinghouses may be in danger and the use of cognitive tools to monitor employees.
Stitching together information by using cognitive tech could yield significant advantages for compliance.
Data analytics are now being used to track manipulative trading, increasingly in real time.
UK-based surveillance technology provider bought out of administration after failing to secure necessary funding.
With increased high-frequency trading in commodities markets likely to increase instances of “spoofing,” the CFTC has said it will be monitoring markets more avidly for instances of spoofing and other forms of market manipulation. Selwyn Parker reports…
The raft of upcoming regulations has the industry focused on compliance. But to demonstrate compliance, you first need visibility and good data management.
For years, sophisticated data monitoring and analytics have been a key component of developing trading strategies. Now, as Joanne Faulkner discovers, firms are taking approaches first developed for use by traders and turning the tables, and are using…
John matches up UK political party leaders with their most likely financial technology startups.
Market abuse surveillance capabilities deployed on European fixed-income multilateral trading facility.
PDQ Enterprise's CEO discusses why the ATS provider went with Eventus, while Eventus' CEO talks about how the vendor plans to grow after signing on PDQ, in addition to landing UBS in March.
Collaboration will see integration of Nasdaq Smarts surveillance, Digital Reasoning compliance monitoring solutions.
The alliance will see Orc incorporate OneMarketData's OneTick tick data management solution into its offerings.
Could big data analytics have prevented Tulip mania?
Eventus was spun out of RGM Advisors.
Tick database and complex event processing system provider OneMarketData will this week launch a new market surveillance tool, dubbed OneTick Market Surveillance, to enable executing brokers and market makers to detect market abuse and meet regulatory…
Smarts will help monitor predatory HFT practices
Marina Daras talks to banks and vendors to see how they approach communication surveillance, and what kind of technology can be deployed to help them with this challenge.
New addition will provide customizable filtering for compliance
US financial industry regulator FINRA is migrating all of its market surveillance platforms into the Amazon Web Services cloud, to enable the regulator to more efficiently store and process data, in a move that could deliver an annual cost saving of 40…
Nasdaq OMX has announced the release of a surveillance platform specifically designed to monitor trading activity in foreign-exchange (FX) markets, named Smarts FX Trade Surveillance.
Atlas and Jersey City, N.J.-based National Stock Exchange (NSX) have signed a memorandum of understanding to make the alternative trading system (ATS), which facilitates trading in Bitcoin, Litecoin, and digital currency options, the first of its kind to…