Surveillance
Rimes Wards off Sale Speculation with Investment from EQT
A sale was originally reported, but this PE investment will allow the firm to grow its ESG, ETF offering while considering a sale at a later time.
SteelEye to Monitor Social Media for Trade Reconstruction
Compliance vendor says upcoming automatic trade reconstruction will slash processing times and allow users to monitor news feeds to detect insider trading.
MEMX Builds Out Infrastructure as it Waits on Regulatory Approval
The exchange’s CEO and COO discuss its matching engine, Intel partnership, cloud strategy and plans for the future.
Nasdaq Updates Surveillance Offering to Build Trader Profiles to Catch Spoofing
The company is combining different data sources to help users spot market abuse and manipulation.
Machine Learning Takes Hold in the Capital Markets: Some Examples
WatersTechnology looks at 16 projects in the capital markets that involve machine learning to show where the industry is heading.
Nice Actimize to Add More Visualization, Machine Learning to Surveillance Platform
Planned upgrades for 2020 include more data on graphs and new machine learning models.
LSEG Building New Algo-Testing Tool
The exchange group is developing new regtech products while looking to move these offerings to the cloud in 2020.
Nasdaq's Lessons in Machine Learning Yield New Surveillance Tool
The offering, which took more than a year to build, combines deep, transfer and human-in-the-loop loop learning to find patterns.
Rimes and Insightful Technology Collaborate for Surveillance
The combined offering will help financial firms meet compliance requirements for regulations like SM&CR and Reg BI.
GreenKey To Release Front-End Dashboard For Analyzing Audio Data
The new tool, called the Blotter, will be a window into unstructured audio data as a form of operational alpha for the buy and sell sides.
UBS’s Data Lake for Regulation Pays Dividends
Waters Europe: Data requirements are driving better data for consumption across the bank.
IIROC Melds Equities, Debt Surveillance on Nasdaq Smarts Platform
IIROC has used Nasdaq Smarts for market surveillance since 2010, but is consolidating equities and debt market surveillance for the first time.
NYSE President Sees Tech as Key to Big Board's Next Evolution
A look at the massive tech projects (and legal battles) underway at the NYSE, which are being led by Stacey Cunningham.
Loans Data Provider dv01 Launches Credit Risk Transfer Surveillance Service
The service will allow investors to perform deeper analytics on data from Freddie Mac and Fannie Mae.
Buy-Side Firms Turn to AI for Efficiency Amid Barriers to Adoption
Assuming that automated artificial intelligence holds the key to unlocking fragmented datasets, the absence of standardized models coupled with regulatory concerns remain barriers to adoption.
Banks and Bourses Increasingly Combine Cloud, AI for Data Projects
The combination of the two technologies is bearing fruit for firms struggling with legacy architectures, but education and talent remain tough obstacles to overcome.
Sell-Side Technology Awards 2019: All the Winners and Why They Won
This year's SST Awards were held on the afternoon of April 12 in London. Here are this year's 31 category winners.
Acquisitive Exchanges Find Dealmaking is Only Half the Battle
While the large-scale exchange mergers of yesteryear may be over for now, regional bourses are still finding themselves in the M&A crosshairs. Yet for those operators that pick up smaller rivals, technology and data integration often prove to be trickier…
Nasdaq to Build Deutsche Bank's Single-Dealer Platform
The deal is part of the exchange’s efforts to expand its market technology business.
Barnett's Big Plans for Rimes
Former LGIM CDO Andrew Barnett has a vision for his new job as head of product strategy at Rimes Technologies.
Cryptocurrency Exchanges Tap Traditional Firms for Market Surveillance
Digital currency exchanges are using established market surveillance services in a move that steps closer to institutional-level infrastructure.
Dinneny to Lead Fonetic’s US Expansion
The former JP Morgan and Thomson Reuters executive will focus his activities on Canada and the US.
Trading Technologies Debuts Infrastructure-as-a-Service Offering
Vendor embarks on new strategy with Graystone Asset Management as its first client on the platform.
Firms Carve Rosetta Stones for Non-English AI Surveillance
Development of machine learning and natural-language processing is now turning to languages other than English to keep a better eye on traders and the market. But how easy is it to teach a machine a new tongue?