Sell-Side Technology/Analysis
IBM Talks CAT Database
Dan DeFrancesco chats to IBM's Ron Lefferts about his firm's role in creating and managing the database underpinning the Consolidated Audit Trail, set to come online in November this year.
A Scary New World for CISOs
“What happens if someone destroys the fabric of the internet, where the whole objective is not to make money but to make the world burn?"
Future-Proofing the Investment Bank
In order to best position themselves in a future of dwindling returns, banks must invest in long-term technological advancements and work with financial technology companies.
The Skinny on Euronext’s New Pan-European Dark Pool
Euronext speaks to WatersTechnology about its soon-to-be unveiled MTF for block trading that it claims “bridges the gap between human trading and electronic execution.”
AI Advancements Bode Well for Fintech’s Future, Although Concerns Linger
Anthony Malakian looks at three major advancements made by Google that have moved AI forward.
Regulation in 2017: New Day, Same Concerns
Between Mifid II and talks of dismantling Dodd–Frank, it might seem like a volatile period ... but when it comes to tech, how much has really changed?
Nasdaq Seeks To Move Beyond Blockchain Proofs of Concept
Following its successful proofs of concept with blockchain initiatives, Nasdaq is exploring how the technology can be brought to the wider market.
Massad Maintains Position on Reg AT During Final Days in Office
CFTC's chairman says a rule needs to be in place.
CFTC's Giancarlo: Regulators Need to Help Distributed-Ledger Technology Grow
CFTC commissioner will look to make reforms to help foster fintech growth.
The Future of TCA: Higher Risk Leads to the Need for More Data
BNP Paribas executive discusses how TCA has and will continue to evolve.
Top Stories of 2016: Best of the Sell Side
Distributed-ledger technologies, cyber security and regulation grabbed headlines this year.
Blockchain and Fragmentation: 'We're in a Weird Spot'
"The problem I see is that if we don't, over the next six months or so, start to consolidate and focus on some core platforms, we'll have too much fragmentation."
Putting All Data in the Cloud Is Possible, Say Panelists
Data governance and close scrutiny of vendors will help bring all data into either public or private clouds, said Waters USA panelists.
Cybersecurity: A Proving Ground for AI
Artificial intelligence can show its true value to the industry in the cybersecurity space.
Innovation's Need for ‘Safe Spaces'
C-level executives at Waters USA talk about creating areas where innovation can prosper.
Data Issues Continue to Plague Regulatory Compliance and Technology
Waters USA panelists said good regulatory technology exists but is useless without good data.
AI, Machine Learning Can Tackle Dirty Data
At this year's Waters USA event, panelists discussed the benefits of machine learning and AI, and where these technologies are still lacking.
Clock Synchronization for CAT Plan Still Lacking, Sources Say
Questions remain about whether the current clock drift between exchanges and broker-dealers will allow for accurate data.
Panel Voices Concern Over Fixed-Income Trading Under Mifid II
ETAS panel says electronification of bond trading will be adversely affected by new regulation unless market, product dynamics are recognized.
Data Science Major Focus for Firms Going Foward
Institutions see data science as the most important challenge and opportunity facing their data management functions.
Partnerships, Organization Structure Important for Fostering Innovation
C-level panel says financial industry could learn from different tech firms how to drive innovation and advance technology
SEC Eyes Risks in Rapid Fintech Deployment
“We’ve hired a few quants that used to design HFT models and worked at HFT firms. We’ve actually been working on—and have a prototype for—high-speed analytics on trading. That’s something our quant team has worked on a lot over the past year."
CFTC Pushes Forward with Reg AT, Source Code Provision as Giancarlo Dissents
Commissioner J. Christopher Giancarlo issued a scathing rebuke of the proposal's source code provision.
Debate Rages on Over Chicago Stock Exchange's Speed Bump
Industry members disagree over the merits of CHX's 350-microsecond speed bump currently awaiting regulatory approval.