Pool Rules - WatersTechnology.com

kevin-chapman — Kevin Chapman, Allianz Global Investors Capital

Stewart Eisenhart
18 May 2010

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Last October, when the US Securities and Exchange Commission (SEC) first released its proposals for dark pool regulation, officials including chairwoman Mary Schapiro and trading and markets division co-acting director James Brigagliano characterized the effort as part of the regulator’s broader focus on improving equity market structure. They cited prevention of two-tiered market access, promotion of displayed liquidity and better transparency of trade data as key drivers behind the proposals.

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