Commodity Futures Trading Commission (CFTC)

CFTC Appoints a Whistleblower Chief

Following the creation of a whistleblower office pursuant to a provision in the Dodd-Frank Act, the US Commodity Futures Trading Commission (CFTC) has named former US Securities and Exchange Commission (SEC) assistant director Vincente Martinez as its…

Rob Daly: Saying Good-Bye to Awful 2011

When it began, 2011 promised to bring major changes due to numerous regulatory developments. But deadlines passed, budgets shrank and many important decisions wound up in limbo, leaving the industry in a poor state. Rob looks back at the some of 2011’s…

Rob Daly: Smarter, Not Faster, Wins the OTC Race

As US regulators finally define the parameters of the Dodd-Frank Wall Street Reform and Consumer Protection Act, dealers and other market participants are racing to have their systems ready to trade on the first day of the new regulatory regime. Rob…

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here