Financial Conduct Authority has started issuing approvals to entities that applied to act as ARMs under Mifid II.
The European Securities and Markets Authority (Esma) urges market participants to take action now to obtain their LEI code before the Mifid II January 3, 2018 deadline.
While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…
The new software introduces a number of preassigned factors for fund analysis on more complex products.
IHS Markit partners six securities finance market firms as part of an ongoing effort with Pirum Systems to build a Securities Financing Transaction Regulation reporting solution.
Macrobond will supply macroeconomic and financial data to the European Commission’s finance and economic department
Fundamental change is coming to how research is paid for under new European rules, and the impact cannot be underestimated.
Service aims to plug MiFID II reporting gap; Deutsche Börse to Use SmartStream RDU for Regulatory Reporting Hub.
MEP Markus Ferber tells Waters that this change “must not mean that the ESAs can do what they want to just because they get more money,” and that the ESG provisions are “a non-starter”.
Reference data and post-trade automation technology provider is meeting with banks in an effort to solve systematic internalizer conundrum.
Rimes Technologies introduces cloud-based Rimes RegFocus BMR Control.
Financial messaging provider opens up Know Your Customer registry in bid to become standardized central utility.
Enhancements aim to transform how global asset managers manage data.
Six entities have been officially approved by the Financial Conduct Authority to act as APAs under MiFID II.
I am fairly certain that I lucked into editing Inside Reference Data at simultaneously the least interesting and most interesting time possible. …
Market codes release shows over a dozen new entities registered in activity ramp-up
Eurozone's financial capital seen as the big Brexit winner as tech vendors begin to follow banks in launching new Germany-based services
Risk Focus, RegTek.Solutions provide Deutsche Borse Group with key system components for its OTC Trade Reporting solution.
UK watchdog accepts “scale of the challenge” but urges firms to “crack on” with putting data reporting apparatus in place
All supervised financial institutions will be eligible to join the know-your-customer platform
Bloomberg gets FCA approval to test transaction reporting capabilities under MiFID II
Trade body says any forced move could increase risks and costs for derivatives users
ESMA has published a Q&A intended to address some of the uncertainty surrounding benchmark index usage under the new Benchmark Regulation.
NDF trading platform will add new products and services by year-end, and is regulated by both the CFTC and FCA.