Regulation
SEC Delays Ruling on Chicago Stock Exchange's Speed Bump
The Commission extends its deadline for a decision to December 21.
Making Sense of Market Abuse Regulation
Sponsored feature: Rimes Technologies
Mifid II: Best Execution May See Heads Roll
The incoming changes to best execution practices mean participants across the industry must get to grips with various data challenges.
Waters Wavelength Podcast Episode 41: BNY Mellon CIO Suresh Kumar
Dan chats with BNY Mellon's head of technology about financial firms use of open source and dealing with regulations efficiently.
The Financial Big Bang 30 Years On: The Times Have A-Changed
How the deregulation of London's capital markets structure in 1986 has led to large amounts of regulation in 2016.
Will Robots Save Us From Robots?
Is artificial intelligence the key to properly surveilling the markets?
Algert Global Taps OneMarketData for OneTick Best Execution TCA
San Francisco-based systematic investment manager implements hosted and managed best-execution solution.
BATS Readies MiFID 2-Compliant Data Policy
BATS Europe will offer two commercial policies for its data──its existing policy, and one designed to help firms affordably meet the requirements of MiFID 2.
Waters Wavelength Podcast Episode 40: North American Buy-Side Technology Summit
Dan and Anthony talk about the biggest topics at the most recent Waters event.
Reg AT Grabs Spotlight at North American BST Summit 2016
A controversial regulation was the talk of this year's event.
Reg AT's Source Code Rule Still Striking a Nerve
Panelists at the North American Buy-Side Technology Summit 2016 discussed the merits of the source code portion of Reg AT.
Reg AT's Source Code Proposal Remains Lighting Rod
Panelists at the North American Buy-Side Technology Summit 2016 discussed the merits of the source code portion of Reg AT.
CMA Orders ICE to Sell Trayport Platform
Competition and Markets Authority confirms intent on sale of energy and commodities trading platform Trayport to pre-approved party.
ICE Given Trayport Sale Ultimatum by CMA
Competition and Markets Authority confirms intent on sale of energy and commodities trading platform Trayport to pre-approved party.
Harmonizing Compliance Data 'Attracts Interest', But Needs Follow-Through
Thomson Reuters research reports just 12% of executives have strategy to leverage common aspects of regulation
MiFID II: The Unintended Accelerator in the Next Industry Standards Evolution
Sponsored feature: Thomson Reuters
Tech Manager at Asset Manager 'Praying' for Mifid II Delay
A technologist at Franklin Templeton Investments voices concerns about regulation.
Bloomberg Unveils Data Service For Compliance With New US Tax Law
871(m) Tax Solution identifies affected instruments and provides data for withholding
Thomson Reuters Launches AML Solution
Trac traces trade-based money laundering in compliance with the Monetary Authority of Singapore and Hong Kong Monetary Authority’s guidelines
ESMA Releases MiFID II Transaction Reporting Guidelines
More pressure for reporting and data accuracy on the buy side, says analyst
Balancing Adaptability with Consistency
Defining a singular version of financial data information is being weighed against adaptability for diverse users, risk data experts are saying. Michael Shashoua hears the implications for BCBS 239 compliance
How FRTB Shifts Risk Approaches
Misys's Marcus Cree lays out risk data models that firms must use in response to the new trading risk assessment rules
Australia Considers Utility Model for AML/KYC
A centralized utility for AML/KYC data could help financial institutions and regulators monitor fraudulent activities.
Regulators Are Holding All the Cards, But Will They Play Them?
After years of rigorous sell-side regulations, the buy side is experiencing its turn in the spotlight as the eventual implementation of Mifid II approaches, but John thinks the European regulators need to decide on a more clearly defined position.